Tennessee Specific

What Is an Irrevocable Life Insurance Trust (ILIT)?

A comprehensive answer for Tennessee residents, covering key considerations, illustrative examples, and state-specific context.

An irrevocable life insurance trust (ILIT) is an estate planning tool where a trust, rather than the insured individual, owns a life insurance policy. By transferring ownership of the policy to the ILIT, the death benefit is removed from the insured's taxable estate, potentially saving the estate from federal estate taxes. The trust is "irrevocable" because once established, the grantor (the person creating the trust) gives up control of the policy and the terms of the trust generally cannot be changed. This relinquishment of control is what makes the estate tax exclusion possible — if the grantor retained control, the IRS would include the death benefit in the taxable estate.

The primary purpose of an ILIT is to keep the life insurance death benefit out of the insured's estate for federal estate tax purposes. Under current law, if you own a life insurance policy at the time of death, the full death benefit is included in your taxable estate. For estates approaching or exceeding the federal exemption ($13.61 million per individual in 2024), this inclusion could trigger significant estate taxes at rates up to 40%. By having the ILIT own the policy, the death benefit passes to the trust beneficiaries free of both income tax and estate tax. The potential tax savings can be substantial — on a $2 million death benefit in an estate above the exemption, the estate tax savings could be an illustrative $800,000 at the 40% rate.

Setting up an ILIT involves creating the trust document with an estate planning attorney, naming a trustee to manage the trust (this should not be the insured, as serving as trustee could be interpreted as retaining incidents of ownership), and either having the trust purchase a new policy or transferring an existing policy to the trust. If an existing policy is transferred, there is a three-year lookback period — if the insured dies within three years of the transfer, the death benefit is still included in the estate. This lookback rule makes it preferable to have the ILIT purchase a new policy when possible, avoiding the three-year risk entirely.

Premiums are typically funded through annual gifts from the grantor to the trust. These gifts must qualify as present-interest gifts to use the annual gift tax exclusion ($18,000 per beneficiary in 2024). To achieve this qualification, the trustee sends "Crummey letters" to trust beneficiaries, notifying them of their right to withdraw the gift amount for a limited period (typically 30 to 60 days). While beneficiaries rarely exercise this withdrawal right, the notice is legally required to establish the present-interest nature of the gift. Without proper Crummey notices, the gifts may not qualify for the annual exclusion, potentially consuming the grantor's lifetime gift/estate tax exemption.

A common misconception about ILITs is that they are only relevant for ultra-wealthy families. While ILITs are most commonly used by families with estates approaching or exceeding the federal exemption, they can also be valuable for families below the current threshold who are concerned about potential future decreases in the exemption amount. The current elevated exemption is scheduled to potentially decrease, and families who establish ILITs now may benefit from having the structure already in place if the exemption drops significantly.

ILITs require ongoing administration, including annual Crummey notices, premium payments, trustee duties, trust tax return filing (Form 1041), and record-keeping. The costs of establishing and maintaining an ILIT (attorney fees, trustee fees, annual administration costs) should be weighed against the potential estate tax savings. For Tennessee residents, the absence of a state estate tax means ILITs are primarily relevant for addressing federal estate tax exposure. However, Tennessee's favorable trust laws make the state an attractive jurisdiction for ILITs that serve families across multiple states.

The selection of a trustee is a critical decision in ILIT administration. The trustee is responsible for managing the trust's assets, making premium payments, sending Crummey notices, filing tax returns, and eventually distributing the death benefit according to the trust terms. The trustee should be someone trustworthy, financially capable, and willing to fulfill the ongoing administrative requirements. Options include a family member, a trusted friend, a professional trustee, or a corporate trust company. The insured cannot serve as trustee, and many estate planners recommend against naming the insured's spouse to avoid any appearance of retained control.

Tennessee's favorable trust laws provide additional benefits for ILITs. The state allows perpetual trusts (dynasty trusts), which can keep the death benefit in trust for multiple generations, avoiding estate tax at each generational transfer. The Tennessee Trust Code provides flexibility for trust modification and administration, and the state's directed trust statute allows separate investment and distribution advisors. Guarantees on the underlying life insurance policy are backed by the financial strength and claims-paying ability of the issuing carrier.

Key Takeaways

What to Remember

An ILIT removes the life insurance death benefit from the insured's taxable estate, potentially saving estate taxes at rates up to 40% for estates above the federal exemption.

The trust is irrevocable — the grantor gives up ownership and control of the policy, which is the legal basis for excluding the death benefit from the taxable estate.

Transferring an existing policy has a three-year lookback period for estate tax purposes — having the ILIT purchase a new policy avoids this risk entirely.

Premiums are funded through annual gifts to the trust, requiring Crummey notices to trust beneficiaries to qualify for the annual gift tax exclusion ($18,000 per beneficiary in 2024).

ILITs require ongoing administration including Crummey notices, premium funding, tax return filing, trustee management, and proper record-keeping.

Tennessee's favorable trust laws, including perpetual trusts and directed trust provisions, make the state an attractive jurisdiction for ILIT establishment and administration.

The insured should not serve as trustee — doing so may cause the IRS to include the death benefit in the taxable estate based on retained incidents of ownership.

The costs of establishing and maintaining an ILIT should be weighed against the potential estate tax savings — most relevant for estates approaching or exceeding the federal estate tax exemption.

Illustrative Example

Putting It in Perspective

A Tennessee resident with an estate valued at an illustrative $15 million (above the $13.61 million federal exemption) and a $2 million life insurance policy. Without an ILIT, the $2 million death benefit would be included in the estate, creating a $3.39 million excess ($15M + $2M - $13.61M), potentially generating an illustrative $1.36 million in federal estate taxes at 40%. With an ILIT owning the policy, the death benefit is excluded, reducing the taxable excess to $1.39 million ($15M - $13.61M) and the potential tax to an illustrative $556,000 — a savings of approximately $800,000. The ILIT is funded by annual gifts of $36,000 ($18,000 to each of two trust beneficiaries), which covers the illustrative annual premium. The trustee sends Crummey letters to both beneficiaries each year when the premium gift is made. Over 20 years, this administrative process results in significant estate tax savings. These figures are illustrative. Consult an estate planning attorney for your specific situation. Actual premiums vary by carrier and individual underwriting.

Tennessee Context

What Tennessee Residents Should Know

Tennessee's favorable trust laws, including the Tennessee Investment Services Act of 2007 which allows perpetual (dynasty) trusts, make the state an attractive jurisdiction for ILITs. Combined with no state estate or inheritance tax, Tennessee provides an especially supportive environment for trust-based estate planning. The Tennessee Trust Code provides modern trust administration tools, including the ability to decant (modify) trusts, appoint trust protectors, and utilize directed trust structures. Tennessee residents should work with a local estate planning attorney familiar with Tennessee trust law when establishing an ILIT. The attorney can ensure that the trust document complies with Tennessee law, incorporates appropriate provisions for administration and flexibility, and coordinates with the life insurance policy terms. The TDCI regulates the insurance aspects of ILIT planning, ensuring that carriers and agents comply with Tennessee insurance law in the sale and service of policies held by trusts. The Tennessee Uniform Trust Code provides additional safeguards for trust beneficiaries, including requirements for trustee accounting, beneficiary notification, and prudent administration. These protections apply to ILITs established under Tennessee law, providing beneficiaries with rights to information and recourse if the trust is not properly administered. This combination of favorable trust laws and strong beneficiary protections makes Tennessee one of the preferred jurisdictions for ILIT planning nationwide.

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